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Date

Day 1 – 24

th

November 2015 (Tuesday)

Session

Session 2: ‘FinTech’

Time

14:45-15:05

Format

Individual Presentation

Topic

The Implementation of a New Regulatory Regime for Stored Value

Facilities and Retail Payment Systems

Speaker

Mr. Li Shu Pui

Head (Financial Infrastructure Development Division),

Hong Kong Monetary Authority

Shu-Pui Li has over 25 years of experience in auditing and management

consultancy services, technology risk management, banking supervision

and financial infrastructure development. Currently, Shu-Pui is the

Head of Financial Infrastructure Development Division of the Hong Kong

Monetary Authority. His major responsibilities include:

• Implementation of a new regulatory regime for stored value facilities

and retail payment systems in Hong Kong;

• development and promotion of the financial infrastructure in Hong

Kong; and

• coordination with overseas central banks and service providers to

facilitate cross-border cooperation in financial infrastructure

development.

Prior to joining the Hong Kong Monetary Authority, Shu-Pui was the

Head of Asia Technology Risk Management of Chase Manhattan Bank,

and the Regional Information Risk Management Officer of JPMorgan

Chase in Asia. His major responsibilities included the formulation and

execution of the Bank’s technology/information risk management

programme, performance of risk assessment of Internet and E-

commerce projects, review and enforcement of the Bank’s information

technology control policy and standards, development and testing of the

business continuity plans, and implementation of information security

awareness programmes.

Shu-Pui is a qualified Chartered Accountant (FCA) of the Institute of

Chartered Accountant England & Wales, a qualified Chartered

Information System Engineer (CEng), a certified Information Systems

Auditor (CISA) and a member of the British Computer Society (MBCS).

He has also obtained a Masters degree in research of computer graphics

and a Bachelors (1st Class Hons) degree in Computing Science at the

University of Manchester.